On the Soul
By Aristotle
Written 350 B.C.
Trans. J. A. Smith
Book
I |
Part
1
Holding as we do that, while knowledge of any kind is a thing to be
honoured and prized, one kind of it may, either by reason of its greater
exactness or of a higher dignity and greater wonderfulness in its
objects, be more honourable and precious than another, on both accounts
we should naturally be led to place in the front rank the study of the
soul. The knowledge of the soul admittedly contributes greatly to the
advance of truth in general, and, above all, to our understanding of
Nature, for the soul is in some sense the principle of animal life. Our
aim is to grasp and understand, first its essential nature, and secondly
its properties; of these some are taught to be affections proper to the
soul itself, while others are considered to attach to the animal owing to
the presence within it of soul.
To attain any assured knowledge about the soul is one of the most difficult
things in the world. As the form of question which here presents itself,
viz. the question 'What is it?', recurs in other fields, it might be
supposed that there was some single method of inquiry applicable to all
objects whose essential nature (as we are endeavouring to ascertain there
is for derived properties the single method of demonstration); in that
case what we should have to seek for would be this unique method. But if
there is no such single and general method for solving the question of
essence, our task becomes still more difficult; in the case of each different
subject we shall have to determine the appropriate process of investigation.
If to this there be a clear answer, e.g. that the process is
demonstration or division, or some known method, difficulties and hesitations still
beset us-with what facts shall we begin the inquiry? For the facts which
form the starting-points in different subjects must be different, as e.g.
in the case of numbers and surfaces.
First, no doubt, it is necessary to determine in which of the summa genera
soul lies, what it is; is it 'a this-somewhat, 'a substance, or is it a
quale or a quantum, or some other of the remaining kinds of predicates which
we have distinguished? Further, does soul belong to the class of potential
existents, or is it not rather an actuality? Our answer to this question
is of the greatest importance.
We must consider also whether soul is divisible or is without parts, and
whether it is everywhere homogeneous or not; and if not homogeneous, whether
its various forms are different specifically or generically: up to the
present time those who have discussed and investigated soul seem to have
confined themselves to the human soul. We must be careful not to ignore
the question whether soul can be defined in a single unambiguous formula,
as is the case with animal, or whether we must not give a separate formula
for each of it, as we do for horse, dog, man, god (in the latter case the
'universal' animal-and so too every other 'common predicate'-being treated
either as nothing at all or as a later product). Further, if what exists
is not a plurality of souls, but a plurality of parts of one soul, which
ought we to investigate first, the whole soul or its parts? (It is also a
difficult problem to decide which of these parts are in nature distinct from
one another.) Again, which ought we to investigate first, these parts or
their functions, mind or thinking, the faculty or the act of sensation, and
so on? If the investigation of the functions precedes that of the parts, the
further question suggests itself: ought we not before either to consider the
correlative objects, e.g. of sense or thought? It seems not only useful for
the discovery of the causes of the derived properties of substances to be
acquainted with the essential nature of those substances (as in mathematics it
is useful for the understanding of the property of the equality of the interior
angles of a triangle to two right angles to know the essential nature of
the straight and the curved or of the line and the plane) but also
conversely, for the knowledge of the essential nature of a substance is
largely promoted by an acquaintance with its properties: for, when we are
able to give an account conformable to experience of all or most of the
properties of a substance, we shall be in the most favourable position to
say something worth saying about the essential nature of that subject; in
all demonstration a definition of the essence is required as a starting-point, so that definitions which do not enable us to discover the derived
properties, or which fail to facilitate even a conjecture about them,
must obviously, one and all, be dialectical and futile.
A further problem presented by the affections of soul is this: are they
all affections of the complex of body and soul, or is there any one among
them peculiar to the soul by itself? To determine this is indispensable but
difficult. If we consider the majority of them, there seems to be no case
in which the soul can act or be acted upon without involving the body; e.g.
anger, courage, appetite, and sensation generally. Thinking seems the
most probable exception; but if this too proves to be a form of imagination or
to be impossible without imagination, it too requires a body as a condition of
its existence. If there is any way of acting or being acted upon proper to
soul, soul will be capable of separate existence; if there is none, its
separate existence is impossible. In the latter case, it will be like what
is straight, which has many properties arising from the straightness in
it, e.g. that of touching a bronze sphere at a point, though straightness divorced
from the other constituents of the straight thing cannot touch it in this
way; it cannot be so divorced at all, since it is always found in a body.
It therefore seems that all the affections of soul involve a body-passion,
gentleness, fear, pity, courage, joy, loving, and hating; in all these
there is a concurrent affection of the body. In support of this we may
point to the fact that, while sometimes on the occasion of violent and
striking occurrences there is no excitement or fear felt, on others faint
and feeble stimulations produce these emotions, viz. when the body is
already in a state of tension resembling its condition when we are angry.
Here is a still clearer case: in the absence of any external cause of
terror we find ourselves experiencing the feelings of a man in terror.
From all this it is obvious that the affections of soul are enmattered formulable
essences.
Consequently their definitions ought to correspond, e.g. anger should be
defined as a certain mode of movement of such and such a body (or part
or faculty of a body) by this or that cause and for this or that end.
That is precisely why the study of the soul must fall within the science of
Nature, at least so far as in its affections it manifests this double character.
Hence a physicist would define an affection of soul differently from a
dialectician; the latter would define e.g. anger as the appetite for
returning pain for pain, or something like that, while the former would define
it as a boiling of the blood or warm substance surround the heart. The
latter assigns the material conditions, the former the form or formulable essence;
for what he states is the formulable essence of the fact, though for its
actual existence there must be embodiment of it in a material such as is
described by the other. Thus the essence of a house is assigned in such
a formula as 'a shelter against destruction by wind, rain, and heat'; the
physicist would describe it as 'stones, bricks, and timbers'; but there is
a third possible description which would say that it was that form in that
material with that purpose or end. Which, then, among these is entitled to
be regarded as the genuine physicist? The one who confines himself to the
material, or the one who restricts himself to the formulable essence alone?
Is it not rather the one who combines both in a single formula? If this
is so, how are we to characterize the other two? Must we not say that
there is no type of thinker who concerns himself with those qualities or
attributes of the material which are in fact inseparable from the material, and
without attempting even in thought to separate them? The physicist is he
who concerns himself with all the properties active and passive of bodies
or materials thus or thus defined; attributes not considered as being of
this character he leaves to others, in certain cases it may be to a
specialist, e.g. a carpenter or a physician, in others (a) where they are
inseparable in fact, but are separable from any particular kind of body
by an effort of abstraction, to the mathematician, (b) where they are
separate both in fact and in thought from body altogether, to the First Philosopher
or metaphysician. But we must return from this digression, and repeat
that the affections of soul are inseparable from the material substratum
of animal life, to which we have seen that such affections, e.g. passion
and fear, attach, and have not the same mode of being as a line or a
plane.
Part 2
For our study of soul it is necessary, while formulating the problems of
which in our further advance we are to find the solutions, to call into council
the views of those of our predecessors who have declared any opinion on
this subject, in order that we may profit by whatever is sound in their suggestions
and avoid their errors.
The starting-point of our inquiry is an exposition of those characteristics which
have chiefly been held to belong to soul in its very nature. Two characteristic
marks have above all others been recognized as distinguishing that which
has soul in it from that which has not-movement and sensation. It may be
said that these two are what our predecessors have fixed upon as
characteristic of soul.
Some say that what originates movement is both pre-eminently and primarily
soul; believing that what is not itself moved cannot originate movement
in another, they arrived at the view that soul belongs to the class of
things in movement. This is what led Democritus to say that soul is a
sort of fire or hot substance; his 'forms' or atoms are infinite in number;
those which are spherical he calls fire and soul, and compares them to
the motes in the air which we see in shafts of light coming through windows;
the mixture of seeds of all sorts he calls the elements of the whole of
Nature (Leucippus gives a similar account); the spherical atoms are
identified with soul because atoms of that shape are most adapted to permeate
everywhere, and to set all the others moving by being themselves in
movement. This implies the view that soul is identical with what produces movement
in animals. That is why, further, they regard respiration as the characteristic
mark of life; as the environment compresses the bodies of animals, and
tends to extrude those atoms which impart movement to them, because they
themselves are never at rest, there must be a reinforcement of these by
similar atoms coming in from without in the act of respiration; for they
prevent the extrusion of those which are already within by counteracting the
compressing and consolidating force of the environment; and animals continue
to live only so long as they are able to maintain this resistance.
The doctrine of the Pythagoreans seems to rest upon the same ideas; some
of them declared the motes in air, others what moved them, to be soul. These
motes were referred to because they are seen always in movement, even in
a complete calm.
The same tendency is shown by those who define soul as that which moves
itself; all seem to hold the view that movement is what is closest to
the nature of soul, and that while all else is moved by soul, it alone moves
itself. This belief arises from their never seeing anything originating movement
which is not first itself moved.
Similarly also Anaxagoras (and whoever agrees with him in saying that
mind set the whole in movement) declares the moving cause of things to
be soul. His position must, however, be distinguished from that of Democritus. Democritus roundly identifies soul and mind, for he identifies what appears
with what is true-that is why he commends Homer for the phrase 'Hector lay with thought distraught'; he does not employ mind as a special faculty dealing with truth, but identifies soul and mind. What Anaxagoras says about them is more obscure; in many places he tells us that the cause of beauty and order is mind, elsewhere that it is soul; it is found, he says, in all animals, great and small, high and low, but mind (in the sense of intelligence) appears not to belong alike to all animals, and indeed not even to all human beings.
All those, then, who had special regard to the fact that what has soul
in it is moved, adopted the view that soul is to be identified with what
is eminently originative of movement. All, on the other hand, who looked
to the fact that what has soul in it knows or perceives what is, identify
soul with the principle or principles of Nature, according as they admit
several such principles or one only. Thus Empedocles declares that it is
formed out of all his elements, each of them also being soul; his words
are:
For 'tis by Earth we see Earth, by Water Water,
By Ether Ether divine, by Fire destructive Fire,
By Love Love, and Hate by cruel Hate.
In the same way Plato in the Timaeus fashions soul out of his elements; for
like, he holds, is known by like, and things are formed out of the principles
or elements, so that soul must be so too. Similarly also in his lectures
'On Philosophy' it was set forth that the Animal-itself is compounded of
the Idea itself of the One together with the primary length, breadth,
and depth, everything else, the objects of its perception, being similarly
constituted. Again he puts his view in yet other terms: Mind is the
monad, science or knowledge the dyad (because it goes undeviatingly from
one point to another), opinion the number of the plane, sensation the
number of the solid; the numbers are by him expressly identified with the
Forms themselves or principles, and are formed out of the elements; now
things are apprehended either by mind or science or opinion or sensation, and
these same numbers are the Forms of things.
Some thinkers, accepting both premisses, viz. that the soul is both
originative of movement and cognitive, have compounded it of both and
declared the soul to be a self-moving number.
As to the nature and number of the first principles opinions differ. The
difference is greatest between those who regard them as corporeal and those
who regard them as incorporeal, and from both dissent those who make a
blend and draw their principles from both sources. The number of principles is
also in dispute; some admit one only, others assert several. There is a
consequent diversity in their several accounts of soul; they assume, naturally
enough, that what is in its own nature originative of movement must be
among what is primordial. That has led some to regard it as fire, for
fire is the subtlest of the elements and nearest to incorporeality; further,
in the most primary sense, fire both is moved and originates movement in
all the others.
Democritus has expressed himself more ingeniously than the rest on the
grounds for ascribing each of these two characters to soul; soul and
mind are, he says, one and the same thing, and this thing must be one of
the primary and indivisible bodies, and its power of originating movement must
be due to its fineness of grain and the shape of its atoms; he says that
of all the shapes the spherical is the most mobile, and that this is the
shape of the particles of fire and mind.
Anaxagoras, as we said above, seems to distinguish between soul and
mind, but in practice he treats them as a single substance, except that
it is mind that he specially posits as the principle of all things; at
any rate what he says is that mind alone of all that is simple, unmixed, and
pure. He assigns both characteristics, knowing and origination of movement, to
the same principle, when he says that it was mind that set the whole in
movement.
Thales, too, to judge from what is recorded about him, seems to have
held soul to be a motive force, since he said that the magnet has a soul
in it because it moves the iron.
Diogenes (and others) held the soul to be air because he believed air to
be finest in grain and a first principle; therein lay the grounds of the
soul's powers of knowing and originating movement. As the primordial principle
from which all other things are derived, it is cognitive; as finest in
grain, it has the power to originate movement.
Heraclitus too says that the first principle-the 'warm exhalation' of
which, according to him, everything else is composed-is soul; further, that
this exhalation is most incorporeal and in ceaseless flux; that what is
in movement requires that what knows it should be in movement; and that all
that is has its being essentially in movement (herein agreeing with the
majority).
Alcmaeon also seems to have held a similar view about soul; he says that
it is immortal because it resembles 'the immortals,' and that this
immortality belongs to it in virtue of its ceaseless movement; for all
the 'things divine,' moon, sun, the planets, and the whole heavens, are
in perpetual movement.
of More superficial writers, some, e.g. Hippo, have pronounced it to be
water; they seem to have argued from the fact that the seed of all
animals is fluid, for Hippo tries to refute those who say that the soul
is blood, on the ground that the seed, which is the primordial soul, is
not blood.
Another group (Critias, for example) did hold it to be blood; they take
perception to be the most characteristic attribute of soul, and hold that
perceptiveness is due to the nature of blood.
Each of the elements has thus found its partisan, except earth-earth has
found no supporter unless we count as such those who have declared soul
to be, or to be compounded of, all the elements. All, then, it may be
said, characterize the soul by three marks, Movement, Sensation, Incorporeality, and each of these is traced back to the first principles. That is why (with
one exception) all those who define the soul by its power of knowing
make it either an element or constructed out of the elements. The
language they all use is similar; like, they say, is known by like; as
the soul knows everything, they construct it out of all the principles.
Hence all those who admit but one cause or element, make the soul also
one (e.g. fire or air), while those who admit a multiplicity of
principles make the soul also multiple. The exception is Anaxagoras; he
alone says that mind is impassible and has nothing in common with
anything else. But, if this is so, how or in virtue of what cause can it
know? That Anaxagoras has not explained, nor can any answer be inferred
from his words. All who acknowledge pairs of opposites among their
principles, construct the soul also out of these contraries, while those
who admit as principles only one contrary of each pair, e.g. either hot
or cold, likewise make the soul some one of these. That is why, also,
they allow themselves to be guided by the names; those who identify soul
with the hot argue that sen (to live) is derived from sein (to boil),
while those who identify it with the cold say that soul (psuche) is so
called from the process of respiration and (katapsuxis). Such are the
traditional opinions concerning soul, together with the grounds on which
they are maintained.
Part 3
We must begin our examination with movement; for doubtless, not only is
it false that the essence of soul is correctly described by those who
say that it is what moves (or is capable of moving) itself, but it is an
impossibility that movement should be even an attribute of it.
We have already pointed out that there is no necessity that what originates
movement should itself be moved. There are two senses in which anything
may be moved-either (a) indirectly, owing to something other than itself,
or (b) directly, owing to itself. Things are 'indirectly moved' which
are moved as being contained in something which is moved, e.g. sailors in
a ship, for they are moved in a different sense from that in which the ship
is moved; the ship is 'directly moved', they are 'indirectly moved', because
they are in a moving vessel. This is clear if we consider their limbs;
the movement proper to the legs (and so to man) is walking, and in this
case the sailors tare not walking. Recognizing the double sense of
'being moved', what we have to consider now is whether the soul is 'directly moved'
and participates in such direct movement.
There are four species of movement-locomotion, alteration, diminution, growth;
consequently if the soul is moved, it must be moved with one or several
or all of these species of movement. Now if its movement is not incidental,
there must be a movement natural to it, and, if so, as all the species
enumerated involve place, place must be natural to it. But if the
essence of soul be to move itself, its being moved cannot be incidental to-as
it is to what is white or three cubits long; they too can be moved, but
only incidentally-what is moved is that of which 'white' and 'three cubits
long' are the attributes, the body in which they inhere; hence they have
no place: but if the soul naturally partakes in movement, it follows that
it must have a place.
Further, if there be a movement natural to the soul, there must be a
counter-movement unnatural to it, and conversely. The same applies to
rest as well as to movement; for the terminus ad quem of a thing's natural movement
is the place of its natural rest, and similarly the terminus ad quem of
its enforced movement is the place of its enforced rest. But what meaning
can be attached to enforced movements or rests of the soul, it is
difficult even to imagine.
Further, if the natural movement of the soul be upward, the soul must be
fire; if downward, it must be earth; for upward and downward movements are
the definitory characteristics of these bodies. The same reasoning applies
to the intermediate movements, termini, and bodies. Further, since the
soul is observed to originate movement in the body, it is reasonable to
suppose that it transmits to the body the movements by which it itself is
moved, and so, reversing the order, we may infer from the movements of
the body back to similar movements of the soul. Now the body is moved from
place to place with movements of locomotion. Hence it would follow that
the soul too must in accordance with the body change either its place as
a whole or the relative places of its parts. This carries with it the possibility
that the soul might even quit its body and re-enter it, and with this
would be involved the possibility of a resurrection of animals from the
dead. But, it may be contended, the soul can be moved indirectly by
something else; for an animal can be pushed out of its course. Yes, but
that to whose essence belongs the power of being moved by itself, cannot be
moved by something else except incidentally, just as what is good by or
in itself cannot owe its goodness to something external to it or to some
end to which it is a means.
If the soul is moved, the most probable view is that what moves it is
sensible things.
We must note also that, if the soul moves itself, it must be the mover
itself that is moved, so that it follows that if movement is in every case
a displacement of that which is in movement, in that respect in which it
is said to be moved, the movement of the soul must be a departure from its
essential nature, at least if its self-movement is essential to it, not
incidental.
Some go so far as to hold that the movements which the soul imparts to
the body in which it is are the same in kind as those with which it itself
is moved. An example of this is Democritus, who uses language like that
of the comic dramatist Philippus, who accounts for the movements that Daedalus
imparted to his wooden Aphrodite by saying that he poured quicksilver into
it; similarly Democritus says that the spherical atoms which according to
him constitute soul, owing to their own ceaseless movements draw the whole
body after them and so produce its movements. We must urge the question whether
it is these very same atoms which produce rest also-how they could do
so, it is difficult and even impossible to say. And, in general, we may
object that it is not in this way that the soul appears to originate movement
in animals-it is through intention or process of thinking.
It is in the same fashion that the Timaeus also tries to give a physical
account of how the soul moves its body; the soul, it is there said, is
in movement, and so owing to their mutual implication moves the body
also. After compounding the soul-substance out of the elements and dividing
it in accordance with the harmonic numbers, in order that it may possess
a connate sensibility for 'harmony' and that the whole may move in
movements well attuned, the Demiurge bent the straight line into a circle; this
single circle he divided into two circles united at two common points; one
of these he subdivided into seven circles. All this implies that the movements
of the soul are identified with the local movements of the heavens.
Now, in the first place, it is a mistake to say that the soul is a
spatial magnitude. It is evident that Plato means the soul of the whole to
be like the sort of soul which is called mind not like the sensitive or
the desiderative soul, for the movements of neither of these are circular. Now
mind is one and continuous in the sense in which the process of thinking is
so, and thinking is identical with the thoughts which are its parts; these
have a serial unity like that of number, not a unity like that of a
spatial magnitude. Hence mind cannot have that kind of unity either; mind
is either without parts or is continuous in some other way than that which
characterizes a spatial magnitude. How, indeed, if it were a spatial magnitude,
could mind possibly think? Will it think with any one indifferently of
its parts? In this case, the 'part' must be understood either in the sense
of a spatial magnitude or in the sense of a point (if a point can be
called a part of a spatial magnitude). If we accept the latter alternative, the
points being infinite in number, obviously the mind can never exhaustively traverse
them; if the former, the mind must think the same thing over and over
again, indeed an infinite number of times (whereas it is manifestly possible
to think a thing once only). If contact of any part whatsoever of itself
with the object is all that is required, why need mind move in a circle,
or indeed possess magnitude at all? On the other hand, if contact with
the whole circle is necessary, what meaning can be given to the contact of
the parts? Further, how could what has no parts think what has parts, or
what has parts think what has none? We must identify the circle referred to
with mind; for it is mind whose movement is thinking, and it is the circle
whose movement is revolution, so that if thinking is a movement of
revolution, the circle which has this characteristic movement must be mind.
If the circular movement is eternal, there must be something which mind
is always thinking-what can this be? For all practical processes of thinking
have limits-they all go on for the sake of something outside the process,
and all theoretical processes come to a close in the same way as the
phrases in speech which express processes and results of thinking. Every
such linguistic phrase is either definitory or demonstrative. Demonstration has
both a starting-point and may be said to end in a conclusion or inferred result;
even if the process never reaches final completion, at any rate it never
returns upon itself again to its starting-point, it goes on assuming a
fresh middle term or a fresh extreme, and moves straight forward, but circular
movement returns to its starting-point. Definitions, too, are closed
groups of terms.
Further, if the same revolution is repeated, mind must repeatedly think
the same object.
Further, thinking has more resemblance to a coming to rest or arrest than
to a movement; the same may be said of inferring.
It might also be urged that what is difficult and enforced is incompatible with
blessedness; if the movement of the soul is not of its essence, movement of
the soul must be contrary to its nature. It must also be painful for the
soul to be inextricably bound up with the body; nay more, if, as is frequently
said and widely accepted, it is better for mind not to be embodied, the
union must be for it undesirable.
Further, the cause of the revolution of the heavens is left obscure. It
is not the essence of soul which is the cause of this circular movement-that movement
is only incidental to soul-nor is, a fortiori, the body its cause. Again,
it is not even asserted that it is better that soul should be so moved;
and yet the reason for which God caused the soul to move in a circle can
only have been that movement was better for it than rest, and movement of
this kind better than any other. But since this sort of consideration is
more appropriate to another field of speculation, let us dismiss it for
the present.
The view we have just been examining, in company with most theories about
the soul, involves the following absurdity: they all join the soul to a
body, or place it in a body, without adding any specification of the reason
of their union, or of the bodily conditions required for it. Yet such
explanation can scarcely be omitted; for some community of nature is
presupposed by the fact that the one acts and the other is acted upon, the
one moves and the other is moved; interaction always implies a special nature
in the two interagents. All, however, that these thinkers do is to
describe the specific characteristics of the soul; they do not try to determine
anything about the body which is to contain it, as if it were possible,
as in the Pythagorean myths, that any soul could be clothed upon with
any body-an absurd view, for each body seems to have a form and shape of
its own. It is as absurd as to say that the art of carpentry could embody itself
in flutes; each art must use its tools, each soul its body.
Part 4
There is yet another theory about soul, which has commended itself to
many as no less probable than any of those we have hitherto mentioned, and
has rendered public account of itself in the court of popular discussion. Its
supporters say that the soul is a kind of harmony, for (a) harmony is a
blend or composition of contraries, and (b) the body is compounded out
of contraries. Harmony, however, is a certain proportion or composition of
the constituents blended, and soul can be neither the one nor the other of
these. Further, the power of originating movement cannot belong to a harmony,
while almost all concur in regarding this as a principal attribute of
soul. It is more appropriate to call health (or generally one of the good
states of the body) a harmony than to predicate it of the soul. The absurdity
becomes most apparent when we try to attribute the active and passive
affections of the soul to a harmony; the necessary readjustment of their
conceptions is difficult. Further, in using the word 'harmony' we have
one or other of two cases in our mind; the most proper sense is in
relation to spatial magnitudes which have motion and position, where harmony
means the disposition and cohesion of their parts in such a manner as to
prevent the introduction into the whole of anything homogeneous with it,
and the secondary sense, derived from the former, is that in which it
means the ratio between the constituents so blended; in neither of these senses
is it plausible to predicate it of soul. That soul is a harmony in the
sense of the mode of composition of the parts of the body is a view easily
refutable; for there are many composite parts and those variously compounded;
of what bodily part is mind or the sensitive or the appetitive faculty
the mode of composition? And what is the mode of composition which constitutes
each of them? It is equally absurd to identify the soul with the ratio
of the mixture; for the mixture which makes flesh has a different ratio
between the elements from that which makes bone. The consequence of this
view will therefore be that distributed throughout the whole body there
will be many souls, since every one of the bodily parts is a different mixture
of the elements, and the ratio of mixture is in each case a harmony, i.e.
a soul.
From Empedocles at any rate we might demand an answer to the following question
for he says that each of the parts of the body is what it is in virtue
of a ratio between the elements: is the soul identical with this ratio,
or is it not rather something over and above this which is formed in the
parts? Is love the cause of any and every mixture, or only of those that
are in the right ratio? Is love this ratio itself, or is love something over
and above this? Such are the problems raised by this account. But, on
the other hand, if the soul is different from the mixture, why does it
disappear at one and the same moment with that relation between the elements
which constitutes flesh or the other parts of the animal body? Further,
if the soul is not identical with the ratio of mixture, and it is
consequently not the case that each of the parts has a soul, what is that
which perishes when the soul quits the body?
That the soul cannot either be a harmony, or be moved in a circle, is
clear from what we have said. Yet that it can be moved incidentally is,
as we said above, possible, and even that in a sense it can move itself, i.e.
in the sense that the vehicle in which it is can be moved, and moved by
it; in no other sense can the soul be moved in space.
More legitimate doubts might remain as to its movement in view of the
following facts. We speak of the soul as being pained or pleased, being
bold or fearful, being angry, perceiving, thinking. All these are regarded
as modes of movement, and hence it might be inferred that the soul is
moved. This, however, does not necessarily follow. We may admit to the
full that being pained or pleased, or thinking, are movements (each of
them a 'being moved'), and that the movement is originated by the soul. For
example we may regard anger or fear as such and such movements of the heart,
and thinking as such and such another movement of that organ, or of some
other; these modifications may arise either from changes of place in
certain parts or from qualitative alterations (the special nature of the
parts and the special modes of their changes being for our present purpose
irrelevant). Yet to say that it is the soul which is angry is as inexact
as it would be to say that it is the soul that weaves webs or builds houses.
It is doubtless better to avoid saying that the soul pities or learns or
thinks and rather to say that it is the man who does this with his soul.
What we mean is not that the movement is in the soul, but that sometimes
it terminates in the soul and sometimes starts from it, sensation e.g.
coming from without inwards, and reminiscence starting from the soul and
terminating with the movements, actual or residual, in the sense organs.
The case of mind is different; it seems to be an independent substance implanted
within the soul and to be incapable of being destroyed. If it could be
destroyed at all, it would be under the blunting influence of old age.
What really happens in respect of mind in old age is, however, exactly
parallel to what happens in the case of the sense organs; if the old man
could recover the proper kind of eye, he would see just as well as the
young man. The incapacity of old age is due to an affection not of the
soul but of its vehicle, as occurs in drunkenness or disease. Thus it is
that in old age the activity of mind or intellectual apprehension declines
only through the decay of some other inward part; mind itself is
impassible. Thinking, loving, and hating are affections not of mind, but
of that which has mind, so far as it has it. That is why, when this vehicle
decays, memory and love cease; they were activities not of mind, but of
the composite which has perished; mind is, no doubt, something more divine
and impassible. That the soul cannot be moved is therefore clear from
what we have said, and if it cannot be moved at all, manifestly it cannot
be moved by itself.
Of all the opinions we have enumerated, by far the most unreasonable is
that which declares the soul to be a self-moving number; it involves in
the first place all the impossibilities which follow from regarding the
soul as moved, and in the second special absurdities which follow from calling
it a number. How we to imagine a unit being moved? By what agency? What
sort of movement can be attributed to what is without parts or internal differences?
If the unit is both originative of movement and itself capable of being
moved, it must contain difference.
Further, since they say a moving line generates a surface and a moving
point a line, the movements of the psychic units must be lines (for a
point is a unit having position, and the number of the soul is, of course, somewhere
and has position).
Again, if from a number a number or a unit is subtracted, the remainder is
another number; but plants and many animals when divided continue to live,
and each segment is thought to retain the same kind of soul.
It must be all the same whether we speak of units or corpuscles; for if
the spherical atoms of Democritus became points, nothing being retained but
their being a quantum, there must remain in each a moving and a moved part,
just as there is in what is continuous; what happens has nothing to do
with the size of the atoms, it depends solely upon their being a quantum.
That is why there must be something to originate movement in the units.
If in the animal what originates movement is the soul, so also must it
be in the case of the number, so that not the mover and the moved together, but
the mover only, will be the soul. But how is it possible for one of the
units to fulfil this function of originating movement? There must be some
difference between such a unit and all the other units, and what difference can
there be between one placed unit and another except a difference of position?
If then, on the other hand, these psychic units within the body are
different from the points of the body, there will be two sets of units both
occupying the same place; for each unit will occupy a point. And yet, if
there can be two, why cannot there be an infinite number? For if things can
occupy an indivisible lace, they must themselves be indivisible. If, on
the other hand, the points of the body are identical with the units whose
number is the soul, or if the number of the points in the body is the
soul, why have not all bodies souls? For all bodies contain points or an
infinity of points.
Further, how is it possible for these points to be isolated or separated
from their bodies, seeing that lines cannot be resolved into points?
Part 5
The result is, as we have said, that this view, while on the one side
identical with that of those who maintain that soul is a subtle kind of
body, is on the other entangled in the absurdity peculiar to Democritus' way
of describing the manner in which movement is originated by soul. For if
the soul is present throughout the whole percipient body, there must, if
the soul be a kind of body, be two bodies in the same place; and for those
who call it a number, there must be many points at one point, or every
body must have a soul, unless the soul be a different sort of number-other, that
is, than the sum of the points existing in a body. Another consequence that
follows is that the animal must be moved by its number precisely in the
way that Democritus explained its being moved by his spherical psychic atoms.
What difference does it make whether we speak of small spheres or of
large units, or, quite simply, of units in movement? One way or another, the
movements of the animal must be due to their movements. Hence those who
combine movement and number in the same subject lay themselves open to
these and many other similar absurdities. It is impossible not only that
these characters should give the definition of soul-it is impossible that
they should even be attributes of it. The point is clear if the attempt be
made to start from this as the account of soul and explain from it the affections
and actions of the soul, e.g. reasoning, sensation, pleasure, pain,
&c. For, to repeat what we have said earlier, movement and number do
not facilitate even conjecture about the derivative properties of soul.
Such are the three ways in which soul has traditionally been defined; one
group of thinkers declared it to be that which is most originative of
movement because it moves itself, another group to be the subtlest and most
nearly incorporeal of all kinds of body. We have now sufficiently set
forth the difficulties and inconsistencies to which these theories are
exposed. It remains now to examine the doctrine that soul is composed of
the elements.
The reason assigned for this doctrine is that thus the soul may perceive
or come to know everything that is, but the theory necessarily involves
itself in many impossibilities. Its upholders assume that like is known
only by like, and imagine that by declaring the soul to be composed of
the elements they succeed in identifying the soul with all the things it
is capable of apprehending. But the elements are not the only things it
knows; there are many others, or, more exactly, an infinite number of others,
formed out of the elements. Let us admit that the soul knows or perceives
the elements out of which each of these composites is made up; but by
what means will it know or perceive the composite whole, e.g. what God,
man, flesh, bone (or any other compound) is? For each is, not merely the
elements of which it is composed, but those elements combined in a determinate
mode or ratio, as Empedocles himself says of bone,
The kindly Earth in its broad-bosomed moulds
Won of clear Water two parts out of eight, And four of Fire;
and so white bones were formed.
Nothing, therefore, will be gained by the presence of the elements in
the soul, unless there be also present there the various formulae of proportion
and the various compositions in accordance with them. Each element will
indeed know its fellow outside, but there will be no knowledge of bone
or man, unless they too are present in the constitution of the soul. The
impossibility of this needs no pointing out; for who would suggest that
stone or man could enter into the constitution of the soul? The same applies
to 'the good' and 'the not-good', and so on.
Further, the word 'is' has many meanings: it may be used of a 'this' or
substance, or of a quantum, or of a quale, or of any other of the kinds of
predicates we have distinguished. Does the soul consist of all of these or
not? It does not appear that all have common elements. Is the soul formed out
of those elements alone which enter into substances? so how will it be
able to know each of the other kinds of thing? Will it be said that each
kind of thing has elements or principles of its own, and that the soul
is formed out of the whole of these? In that case, the soul must be a
quantum and a quale and a substance. But all that can be made out of the
elements of a quantum is a quantum, not a substance. These (and others like
them) are the consequences of the view that the soul is composed of all
the elements.
It is absurd, also, to say both (a) that like is not capable of being
affected by like, and (b) that like is perceived or known by like, for
perceiving, and also both thinking and knowing, are, on their own assumption, ways of being affected or moved.
There are many puzzles and difficulties raised by saying, as Empedocles does,
that each set of things is known by means of its corporeal elements and
by reference to something in soul which is like them, and additional testimony
is furnished by this new consideration; for all the parts of the animal
body which consist wholly of earth such as bones, sinews, and hair seem
to be wholly insensitive and consequently not perceptive even of objects
earthy like themselves, as they ought to have been.
Further, each of the principles will have far more ignorance than knowledge,
for though each of them will know one thing, there will be many of which
it will be ignorant. Empedocles at any rate must conclude that his God
is the least intelligent of all beings, for of him alone is it true that
there is one thing, Strife, which he does not know, while there is
nothing which mortal beings do not know, for ere is nothing which does not
enter into their composition.
In general, we may ask, Why has not everything a soul, since everything either
is an element, or is formed out of one or several or all of the elements?
Each must certainly know one or several or all.
The problem might also be raised, What is that which unifies the elements
into a soul? The elements correspond, it would appear, to the matter;
what unites them, whatever it is, is the supremely important factor. But
it is impossible that there should be something superior to, and dominant over,
the soul (and a fortiori over the mind); it is reasonable to hold that
mind is by nature most primordial and dominant, while their statement that
it is the elements which are first of all that is.
All, both those who assert that the soul, because of its knowledge or
perception of what is compounded out of the elements, and is those who assert
that it is of all things the most originative of movement, fail to take
into consideration all kinds of soul. In fact (1) not all beings that
perceive can originate movement; there appear to be certain animals which
stationary, and yet local movement is the only one, so it seems, which
the soul originates in animals. And (2) the same object-on holds against
all those who construct mind and the perceptive faculty out of the
elements; for it appears that plants live, and yet are not endowed with
locomotion or perception, while a large number of animals are without discourse
of reason. Even if these points were waived and mind admitted to be a
part of the soul (and so too the perceptive faculty), still, even so,
there would be kinds and parts of soul of which they had failed to give
any account.
The same objection lies against the view expressed in the 'Orphic' poems:
there it is said that the soul comes in from the whole when breathing takes
place, being borne in upon the winds. Now this cannot take place in the
case of plants, nor indeed in the case of certain classes of animal, for
not all classes of animal breathe. This fact has escaped the notice of
the holders of this view.
If we must construct the soul out of the elements, there is no necessity
to suppose that all the elements enter into its construction; one
element in each pair of contraries will suffice to enable it to know both
that element itself and its contrary. By means of the straight line we
know both itself and the curved-the carpenter's rule enables us to test both-but
what is curved does not enable us to distinguish either itself or the
straight. Certain thinkers say that soul is intermingled in the whole
universe, and it is perhaps for that reason that Thales came to the opinion
that all things are full of gods. This presents some difficulties: Why
does the soul when it resides in air or fire not form an animal, while it
does so when it resides in mixtures of the elements, and that although it
is held to be of higher quality when contained in the former? (One might add
the question, why the soul in air is maintained to be higher and more immortal
than that in animals.) Both possible ways of replying to the former question
lead to absurdity or paradox; for it is beyond paradox to say that fire
or air is an animal, and it is absurd to refuse the name of animal to
what has soul in it. The opinion that the elements have soul in them seems
to have arisen from the doctrine that a whole must be homogeneous with
its parts. If it is true that animals become animate by drawing into themselves
a portion of what surrounds them, the partisans of this view are bound
to say that the soul of the Whole too is homogeneous with all its parts.
If the air sucked in is homogeneous, but soul heterogeneous, clearly
while some part of soul will exist in the inbreathed air, some other
part will not. The soul must either be homogeneous, or such that there
are some parts of the Whole in which it is not to be found.
From what has been said it is now clear that knowing as an attribute of
soul cannot be explained by soul's being composed of the elements, and that
it is neither sound nor true to speak of soul as moved. But since (a)
knowing, perceiving, opining, and further (b) desiring, wishing, and generally
all other modes of appetition, belong to soul, and (c) the local movements
of animals, and (d) growth, maturity, and decay are produced by the
soul, we must ask whether each of these is an attribute of the soul as a
whole, i.e. whether it is with the whole soul we think, perceive, move
ourselves, act or are acted upon, or whether each of them requires a
different part of the soul? So too with regard to life. Does it depend on
one of the parts of soul? Or is it dependent on more than one? Or on all?
Or has it some quite other cause?
Some hold that the soul is divisible, and that one part thinks, another
desires. If, then, its nature admits of its being divided, what can it
be that holds the parts together? Surely not the body; on the contrary it
seems rather to be the soul that holds the body together; at any rate when
the soul departs the body disintegrates and decays. If, then, there is
something else which makes the soul one, this unifying agency would have
the best right to the name of soul, and we shall have to repeat for it
the question: Is it one or multipartite? If it is one, why not at once admit
that 'the soul' is one? If it has parts, once more the question must be
put: What holds its parts together, and so ad infinitum?
The question might also be raised about the parts of the soul: What is
the separate role of each in relation to the body? For, if the whole
soul holds together the whole body, we should expect each part of the
soul to hold together a part of the body. But this seems an impossibility; it
is difficult even to imagine what sort of bodily part mind will hold together,
or how it will do this.
It is a fact of observation that plants and certain insects go on living
when divided into segments; this means that each of the segments has a
soul in it identical in species, though not numerically identical in the
different segments, for both of the segments for a time possess the
power of sensation and local movement. That this does not last is not surprising,
for they no longer possess the organs necessary for self-maintenance. But,
all the same, in each of the bodily parts there are present all the parts
of soul, and the souls so present are homogeneous with one another and
with the whole; this means that the several parts of the soul are indisseverable from one another, although the whole soul is divisible. It seems also that the principle found in plants is also a kind of soul; for this is the only principle which is common to both animals and plants; and this exists in isolation from the principle of sensation, though there nothing which has the latter without the former.
Book II
Part 1
Let the foregoing suffice as our account of the views concerning the soul which have been
handed on by our predecessors; let us now dismiss them and make as it were a completely
fresh start, endeavouring to give a precise answer to the question, What is soul? i.e. to
formulate the most general possible definition of it.
We are in the habit of recognizing, as one determinate kind of what is, substance, and
that in several senses, (a) in the sense of matter or that which in itself is not 'a
this', and (b) in the sense of form or essence, which is that precisely in virtue of which
a thing is called 'a this', and thirdly (c) in the sense of that which is compounded of
both (a) and (b). Now matter is potentiality, form actuality; of the latter there are two
grades related to one another as e.g. knowledge to the exercise of knowledge.
Among substances are by general consent reckoned bodies and especially natural bodies; for
they are the principles of all other bodies. Of natural bodies some have life in them,
others not; by life we mean self-nutrition and growth (with its correlative decay). It
follows that every natural body which has life in it is a substance in the sense of a
composite.
But since it is also a body of such and such a kind, viz. having life, the body cannot be
soul; the body is the subject or matter, not what is attributed to it. Hence the soul must
be a substance in the sense of the form of a natural body having life potentially within
it. But substance is actuality, and thus soul is the actuality of a body as above
characterized. Now the word actuality has two senses corresponding respectively to the
possession of knowledge and the actual exercise of knowledge. It is obvious that the soul
is actuality in the first sense, viz. that of knowledge as possessed, for both sleeping
and waking presuppose the existence of soul, and of these waking corresponds to actual
knowing, sleeping to knowledge possessed but not employed, and, in the history of the
individual, knowledge comes before its employment or exercise.
That is why the soul is the first grade of actuality of a natural body having life
potentially in it. The body so described is a body which is organized. The parts of plants
in spite of their extreme simplicity are 'organs'; e.g. the leaf serves to shelter the
pericarp, the pericarp to shelter the fruit, while the roots of plants are analogous to
the mouth of animals, both serving for the absorption of food. If, then, we have to give a
general formula applicable to all kinds of soul, we must describe it as the first grade of
actuality of a natural organized body. That is why we can wholly dismiss as unnecessary
the question whether the soul and the body are one: it is as meaningless as to ask whether
the wax and the shape given to it by the stamp are one, or generally the matter of a thing
and that of which it is the matter. Unity has many senses (as many as 'is' has), but the
most proper and fundamental sense of both is the relation of an actuality to that of which
it is the actuality. We have now given an answer to the question, What is soul?-an answer
which applies to it in its full extent. It is substance in the sense which corresponds to
the definitive formula of a thing's essence. That means that it is 'the essential
whatness' of a body of the character just assigned. Suppose that what is literally an
'organ', like an axe, were a natural body, its 'essential whatness', would have been its
essence, and so its soul; if this disappeared from it, it would have ceased to be an axe,
except in name. As it is, it is just an axe; it wants the character which is required to
make its whatness or formulable essence a soul; for that, it would have had to be a
natural body of a particular kind, viz. one having in itself the power of setting itself
in movement and arresting itself. Next, apply this doctrine in the case of the 'parts' of
the living body. Suppose that the eye were an animal-sight would have been its soul, for
sight is the substance or essence of the eye which corresponds to the formula, the eye
being merely the matter of seeing; when seeing is removed the eye is no longer an eye,
except in name-it is no more a real eye than the eye of a statue or of a painted figure.
We must now extend our consideration from the 'parts' to the whole living body; for what
the departmental sense is to the bodily part which is its organ, that the whole faculty of
sense is to the whole sensitive body as such.
We must not understand by that which is 'potentially capable of living' what has lost the
soul it had, but only what still retains it; but seeds and fruits are bodies which possess
the qualification. Consequently, while waking is actuality in a sense corresponding to the
cutting and the seeing, the soul is actuality in the sense corresponding to the power of
sight and the power in the tool; the body corresponds to what exists in potentiality; as
the pupil plus the power of sight constitutes the eye, so the soul plus the body
constitutes the animal.
From this it indubitably follows that the soul is inseparable from its body, or at any
rate that certain parts of it are (if it has parts) for the actuality of some of them is
nothing but the actualities of their bodily parts. Yet some may be separable because they
are not the actualities of any body at all. Further, we have no light on the problem
whether the soul may not be the actuality of its body in the sense in which the sailor is
the actuality of the ship.
This must suffice as our sketch or outline determination of the nature of soul.
Part 2
Since what is clear or logically more evident emerges from what in itself is confused but
more observable by us, we must reconsider our results from this point of view. For it is
not enough for a definitive formula to express as most now do the mere fact; it must
include and exhibit the ground also. At present definitions are given in a form analogous
to the conclusion of a syllogism; e.g. What is squaring? The construction of an
equilateral rectangle equal to a given oblong rectangle. Such a definition is in form
equivalent to a conclusion. One that tells us that squaring is the discovery of a line
which is a mean proportional between the two unequal sides of the given rectangle
discloses the ground of what is defined.
We resume our inquiry from a fresh starting-point by calling attention to the fact that
what has soul in it differs from what has not, in that the former displays life. Now this
word has more than one sense, and provided any one alone of these is found in a thing we
say that thing is living. Living, that is, may mean thinking or perception or local
movement and rest, or movement in the sense of nutrition, decay and growth. Hence we think
of plants also as living, for they are observed to possess in themselves an originative
power through which they increase or decrease in all spatial directions; they grow up and
down, and everything that grows increases its bulk alike in both directions or indeed in
all, and continues to live so long as it can absorb nutriment.
This power of self-nutrition can be isolated from the other powers mentioned, but not they
from it-in mortal beings at least. The fact is obvious in plants; for it is the only
psychic power they possess.
This is the originative power the possession of which leads us to speak of things as
living at all, but it is the possession of sensation that leads us for the first time to
speak of living things as animals; for even those beings which possess no power of local
movement but do possess the power of sensation we call animals and not merely living
things.
The primary form of sense is touch, which belongs to all animals. just as the power of
self-nutrition can be isolated from touch and sensation generally, so touch can be
isolated from all other forms of sense. (By the power of self-nutrition we mean that
departmental power of the soul which is common to plants and animals: all animals
whatsoever are observed to have the sense of touch.) What the explanation of these two
facts is, we must discuss later. At present we must confine ourselves to saying that soul
is the source of these phenomena and is characterized by them, viz. by the powers of
self-nutrition, sensation, thinking, and motivity.
Is each of these a soul or a part of a soul? And if a part, a part in what sense? A part
merely distinguishable by definition or a part distinct in local situation as well? In the
case of certain of these powers, the answers to these questions are easy, in the case of
others we are puzzled what to say. just as in the case of plants which when divided are
observed to continue to live though removed to a distance from one another (thus showing
that in their case the soul of each individual plant before division was actually one,
potentially many), so we notice a similar result in other varieties of soul, i.e. in
insects which have been cut in two; each of the segments possesses both sensation and
local movement; and if sensation, necessarily also imagination and appetition; for, where
there is sensation, there is also pleasure and pain, and, where these, necessarily also
desire.
We have no evidence as yet about mind or the power to think; it seems to be a widely
different kind of soul, differing as what is eternal from what is perishable; it alone is
capable of existence in isolation from all other psychic powers. All the other parts of
soul, it is evident from what we have said, are, in spite of certain statements to the
contrary, incapable of separate existence though, of course, distinguishable by
definition. If opining is distinct from perceiving, to be capable of opining and to be
capable of perceiving must be distinct, and so with all the other forms of living above
enumerated. Further, some animals possess all these parts of soul, some certain of them
only, others one only (this is what enables us to classify animals); the cause must be
considered later.' A similar arrangement is found also within the field of the senses;
some classes of animals have all the senses, some only certain of them, others only one,
the most indispensable, touch.
Since the expression 'that whereby we live and perceive' has two meanings, just like the
expression 'that whereby we know'-that may mean either (a) knowledge or (b) the soul, for
we can speak of knowing by or with either, and similarly that whereby we are in health may
be either (a) health or (b) the body or some part of the body; and since of the two terms
thus contrasted knowledge or health is the name of a form, essence, or ratio, or if we so
express it an actuality of a recipient matter-knowledge of what is capable of knowing,
health of what is capable of being made healthy (for the operation of that which is
capable of originating change terminates and has its seat in what is changed or altered);
further, since it is the soul by or with which primarily we live, perceive, and think:-it
follows that the soul must be a ratio or formulable essence, not a matter or subject. For,
as we said, word substance has three meanings form, matter, and the complex of both and of
these three what is called matter is potentiality, what is called form actuality. Since
then the complex here is the living thing, the body cannot be the actuality of the soul;
it is the soul which is the actuality of a certain kind of body. Hence the rightness of
the view that the soul cannot be without a body, while it csnnot he a body; it is not a
body but something relative to a body. That is why it is in a body, and a body of a
definite kind. It was a mistake, therefore, to do as former thinkers did, merely to fit it
into a body without adding a definite specification of the kind or character of that body.
Reflection confirms the observed fact; the actuality of any given thing can only be
realized in what is already potentially that thing, i.e. in a matter of its own
appropriate to it. From all this it follows that soul is an actuality or formulable
essence of something that possesses a potentiality of being besouled.
Part 3
Of the psychic powers above enumerated some kinds of living things, as we have said,
possess all, some less than all, others one only. Those we have mentioned are the
nutritive, the appetitive, the sensory, the locomotive, and the power of thinking. Plants
have none but the first, the nutritive, while another order of living things has this plus
the sensory. If any order of living things has the sensory, it must also have the
appetitive; for appetite is the genus of which desire, passion, and wish are the species;
now all animals have one sense at least, viz. touch, and whatever has a sense has the
capacity for pleasure and pain and therefore has pleasant and painful objects present to
it, and wherever these are present, there is desire, for desire is just appetition of what
is pleasant. Further, all animals have the sense for food (for touch is the sense for
food); the food of all living things consists of what is dry, moist, hot, cold, and these
are the qualities apprehended by touch; all other sensible qualities are apprehended by
touch only indirectly. Sounds, colours, and odours contribute nothing to nutriment;
flavours fall within the field of tangible qualities. Hunger and thirst are forms of
desire, hunger a desire for what is dry and hot, thirst a desire for what is cold and
moist; flavour is a sort of seasoning added to both. We must later clear up these points,
but at present it may be enough to say that all animals that possess the sense of touch
have also appetition. The case of imagination is obscure; we must examine it later.
Certain kinds of animals possess in addition the power of locomotion, and still another
order of animate beings, i.e. man and possibly another order like man or superior to him,
the power of thinking, i.e. mind. It is now evident that a single definition can be given
of soul only in the same sense as one can be given of figure. For, as in that case there
is no figure distinguishable and apart from triangle, &c., so here there is no soul
apart from the forms of soul just enumerated. It is true that a highly general definition
can be given for figure which will fit all figures without expressing the peculiar nature
of any figure. So here in the case of soul and its specific forms. Hence it is absurd in
this and similar cases to demand an absolutely general definition which will fail to
express the peculiar nature of anything that is, or again, omitting this, to look for
separate definitions corresponding to each infima species. The cases of figure and soul
are exactly parallel; for the particulars subsumed under the common name in both
cases-figures and living beings-constitute a series, each successive term of which
potentially contains its predecessor, e.g. the square the triangle, the sensory power the
self-nutritive. Hence we must ask in the case of each order of living things, What is its
soul, i.e. What is the soul of plant, animal, man? Why the terms are related in this
serial way must form the subject of later examination. But the facts are that the power of
perception is never found apart from the power of self-nutrition, while-in plants-the
latter is found isolated from the former. Again, no sense is found apart from that of
touch, while touch is found by itself; many animals have neither sight, hearing, nor
smell. Again, among living things that possess sense some have the power of locomotion,
some not. Lastly, certain living beings-a small minority-possess calculation and thought,
for (among mortal beings) those which possess calculation have all the other powers above
mentioned, while the converse does not hold-indeed some live by imagination alone, while
others have not even imagination. The mind that knows with immediate intuition presents a
different problem.
It is evident that the way to give the most adequate definition of soul is to seek in the
case of each of its forms for the most appropriate definition.
Part 4
It is necessary for the student of these forms of soul first to find a definition of each,
expressive of what it is, and then to investigate its derivative properties, &c. But
if we are to express what each is, viz. what the thinking power is, or the perceptive, or
the nutritive, we must go farther back and first give an account of thinking or
perceiving, for in the order of investigation the question of what an agent does precedes
the question, what enables it to do what it does. If this is correct, we must on the same
ground go yet another step farther back and have some clear view of the objects of each;
thus we must start with these objects, e.g. with food, with what is perceptible, or with
what is intelligible.
It follows that first of all we must treat of nutrition and reproduction, for the
nutritive soul is found along with all the others and is the most primitive and widely
distributed power of soul, being indeed that one in virtue of which all are said to have
life. The acts in which it manifests itself are reproduction and the use of
food-reproduction, I say, because for any living thing that has reached its normal
development and which is unmutilated, and whose mode of generation is not spontaneous, the
most natural act is the production of another like itself, an animal producing an animal,
a plant a plant, in order that, as far as its nature allows, it may partake in the eternal
and divine. That is the goal towards which all things strive, that for the sake of which
they do whatsoever their nature renders possible. The phrase 'for the sake of which' is
ambiguous; it may mean either (a) the end to achieve which, or (b) the being in whose
interest, the act is done. Since then no living thing is able to partake in what is
eternal and divine by uninterrupted continuance (for nothing perishable can for ever
remain one and the same), it tries to achieve that end in the only way possible to it, and
success is possible in varying degrees; so it remains not indeed as the self-same
individual but continues its existence in something like itself-not numerically but
specifically one.
The soul is the cause or source of the living body. The terms cause and source have many
senses. But the soul is the cause of its body alike in all three senses which we
explicitly recognize. It is (a) the source or origin of movement, it is (b) the end, it is
(c) the essence of the whole living body.
That it is the last, is clear; for in everything the essence is identical with the ground
of its being, and here, in the case of living things, their being is to live, and of their
being and their living the soul in them is the cause or source. Further, the actuality of
whatever is potential is identical with its formulable essence.
It is manifest that the soul is also the final cause of its body. For Nature, like mind,
always does whatever it does for the sake of something, which something is its end. To
that something corresponds in the case of animals the soul and in this it follows the
order of nature; all natural bodies are organs of the soul. This is true of those that
enter into the constitution of plants as well as of those which enter into that of
animals. This shows that that the sake of which they are is soul. We must here recall the
two senses of 'that for the sake of which', viz. (a) the end to achieve which, and (b) the
being in whose interest, anything is or is done.
We must maintain, further, that the soul is also the cause of the living body as the
original source of local movement. The power of locomotion is not found, however, in all
living things. But change of quality and change of quantity are also due to the soul.
Sensation is held to be a qualitative alteration, and nothing except what has soul in it
is capable of sensation. The same holds of the quantitative changes which constitute
growth and decay; nothing grows or decays naturally except what feeds itself, and nothing
feeds itself except what has a share of soul in it.
Empedocles is wrong in adding that growth in plants is to be explained, the downward
rooting by the natural tendency of earth to travel downwards, and the upward branching by
the similar natural tendency of fire to travel upwards. For he misinterprets up and down;
up and down are not for all things what they are for the whole Cosmos: if we are to
distinguish and identify organs according to their functions, the roots of plants are
analogous to the head in animals. Further, we must ask what is the force that holds
together the earth and the fire which tend to travel in contrary directions; if there is
no counteracting force, they will be torn asunder; if there is, this must be the soul and
the cause of nutrition and growth. By some the element of fire is held to be the cause of
nutrition and growth, for it alone of the primary bodies or elements is observed to feed
and increase itself. Hence the suggestion that in both plants and animals it is it which
is the operative force. A concurrent cause in a sense it certainly is, but not the
principal cause, that is rather the soul; for while the growth of fire goes on without
limit so long as there is a supply of fuel, in the case of all complex wholes formed in
the course of nature there is a limit or ratio which determines their size and increase,
and limit and ratio are marks of soul but not of fire, and belong to the side of
formulable essence rather than that of matter.
Nutrition and reproduction are due to one and the same psychic power. It is necessary
first to give precision to our account of food, for it is by this function of absorbing
food that this psychic power is distinguished from all the others. The current view is
that what serves as food to a living thing is what is contrary to it-not that in every
pair of contraries each is food to the other: to be food a contrary must not only be
transformable into the other and vice versa, it must also in so doing increase the bulk of
the other. Many a contrary is transformed into its other and vice versa, where neither is
even a quantum and so cannot increase in bulk, e.g. an invalid into a healthy subject. It
is clear that not even those contraries which satisfy both the conditions mentioned above
are food to one another in precisely the same sense; water may be said to feed fire, but
not fire water. Where the members of the pair are elementary bodies only one of the
contraries, it would appear, can be said to feed the other. But there is a difficulty
here. One set of thinkers assert that like fed, as well as increased in amount, by like.
Another set, as we have said, maintain the very reverse, viz. that what feeds and what is
fed are contrary to one another; like, they argue, is incapable of being affected by like;
but food is changed in the process of digestion, and change is always to what is opposite
or to what is intermediate. Further, food is acted upon by what is nourished by it, not
the other way round, as timber is worked by a carpenter and not conversely; there is a
change in the carpenter but it is merely a change from not-working to working. In
answering this problem it makes all the difference whether we mean by 'the food' the
'finished' or the 'raw' product. If we use the word food of both, viz. of the completely
undigested and the completely digested matter, we can justify both the rival accounts of
it; taking food in the sense of undigested matter, it is the contrary of what is fed by
it, taking it as digested it is like what is fed by it. Consequently it is clear that in a
certain sense we may say that both parties are right, both wrong.
Since nothing except what is alive can be fed, what is fed is the besouled body and just
because it has soul in it. Hence food is essentially related to what has soul in it. Food
has a power which is other than the power to increase the bulk of what is fed by it; so
far forth as what has soul in it is a quantum, food may increase its quantity, but it is
only so far as what has soul in it is a 'this-somewhat' or substance that food acts as
food; in that case it maintains the being of what is fed, and that continues to be what it
is so long as the process of nutrition continues. Further, it is the agent in generation,
i.e. not the generation of the individual fed but the reproduction of another like it; the
substance of the individual fed is already in existence; the existence of no substance is
a self-generation but only a self-maintenance.
Hence the psychic power which we are now studying may be described as that which tends to
maintain whatever has this power in it of continuing such as it was, and food helps it to
do its work. That is why, if deprived of food, it must cease to be.
The process of nutrition involves three factors, (a) what is fed, (b) that wherewith it is
fed, (c) what does the feeding; of these (c) is the first soul, (a) the body which has
that soul in it, (b) the food. But since it is right to call things after the ends they
realize, and the end of this soul is to generate another being like that in which it is,
the first soul ought to be named the reproductive soul. The expression (b) 'wherewith it
is fed' is ambiguous just as is the expression 'wherewith the ship is steered'; that may
mean either (i) the hand or (ii) the rudder, i.e. either (i) what is moved and sets in
movement, or (ii) what is merely moved. We can apply this analogy here if we recall that
all food must be capable of being digested, and that what produces digestion is warmth;
that is why everything that has soul in it possesses warmth.
We have now given an outline account of the nature of food; further details must be given
in the appropriate place.
Part 5
Having made these distinctions let us now speak of sensation in the widest sense.
Sensation depends, as we have said, on a process of movement or affection from without,
for it is held to be some sort of change of quality. Now some thinkers assert that like is
affected only by like; in what sense this is possible and in what sense impossible, we
have explained in our general discussion of acting and being acted upon.
Here arises a problem: why do we not perceive the senses themselves as well as the
external objects of sense, or why without the stimulation of external objects do they not
produce sensation, seeing that they contain in themselves fire, earth, and all the other
elements, which are the direct or indirect objects is so of sense? It is clear that what
is sensitive is only potentially, not actually. The power of sense is parallel to what is
combustible, for that never ignites itself spontaneously, but requires an agent which has
the power of starting ignition; otherwise it could have set itself on fire, and would not
have needed actual fire to set it ablaze.
In reply we must recall that we use the word 'perceive' in two ways, for we say (a) that
what has the power to hear or see, 'sees' or 'hears', even though it is at the moment
asleep, and also (b) that what is actually seeing or hearing, 'sees' or 'hears'. Hence
'sense' too must have two meanings, sense potential, and sense actual. Similarly 'to be a
sentient' means either (a) to have a certain power or (b) to manifest a certain activity.
To begin with, for a time, let us speak as if there were no difference between (i) being
moved or affected, and (ii) being active, for movement is a kind of activity-an imperfect
kind, as has elsewhere been explained. Everything that is acted upon or moved is acted
upon by an agent which is actually at work. Hence it is that in one sense, as has already
been stated, what acts and what is acted upon are like, in another unlike, i.e. prior to
and during the change the two factors are unlike, after it like.
But we must now distinguish not only between what is potential and what is actual but also
different senses in which things can be said to be potential or actual; up to now we have
been speaking as if each of these phrases had only one sense. We can speak of something as
'a knower' either (a) as when we say that man is a knower, meaning that man falls within
the class of beings that know or have knowledge, or (b) as when we are speaking of a man
who possesses a knowledge of grammar; each of these is so called as having in him a
certain potentiality, but there is a difference between their respective potentialities,
the one (a) being a potential knower, because his kind or matter is such and such, the
other (b), because he can in the absence of any external counteracting cause realize his
knowledge in actual knowing at will. This implies a third meaning of 'a knower' (c), one
who is already realizing his knowledge-he is a knower in actuality and in the most proper
sense is knowing, e.g. this A. Both the former are potential knowers, who realize their
respective potentialities, the one (a) by change of quality, i.e. repeated transitions
from one state to its opposite under instruction, the other (b) by the transition from the
inactive possession of sense or grammar to their active exercise. The two kinds of
transition are distinct.
Also the expression 'to be acted upon' has more than one meaning; it may mean either (a)
the extinction of one of two contraries by the other, or (b) the maintenance of what is
potential by the agency of what is actual and already like what is acted upon, with such
likeness as is compatible with one's being actual and the other potential. For what
possesses knowledge becomes an actual knower by a transition which is either not an
alteration of it at all (being in reality a development into its true self or actuality)
or at least an alteration in a quite different sense from the usual meaning.
Hence it is wrong to speak of a wise man as being 'altered' when he uses his wisdom, just
as it would be absurd to speak of a builder as being altered when he is using his skill in
building a house.
What in the case of knowing or understanding leads from potentiality to actuality ought
not to be called teaching but something else. That which starting with the power to know
learns or acquires knowledge through the agency of one who actually knows and has the
power of teaching either (a) ought not to be said 'to be acted upon' at all or (b) we must
recognize two senses of alteration, viz. (i) the substitution of one quality for another,
the first being the contrary of the second, or (ii) the development of an existent quality
from potentiality in the direction of fixity or nature.
In the case of what is to possess sense, the first transition is due to the action of the
male parent and takes place before birth so that at birth the living thing is, in respect
of sensation, at the stage which corresponds to the possession of knowledge. Actual
sensation corresponds to the stage of the exercise of knowledge. But between the two cases
compared there is a difference; the objects that excite the sensory powers to activity,
the seen, the heard, &c., are outside. The ground of this difference is that what
actual sensation apprehends is individuals, while what knowledge apprehends is universals,
and these are in a sense within the soul. That is why a man can exercise his knowledge
when he wishes, but his sensation does not depend upon himself a sensible object must be
there. A similar statement must be made about our knowledge of what is sensible-on the
same ground, viz. that the sensible objects are individual and external.
A later more appropriate occasion may be found thoroughly to clear up all this. At present
it must be enough to recognize the distinctions already drawn; a thing may be said to be
potential in either of two senses, (a) in the sense in which we might say of a boy that he
may become a general or (b) in the sense in which we might say the same of an adult, and
there are two corresponding senses of the term 'a potential sentient'. There are no
separate names for the two stages of potentiality; we have pointed out that they are
different and how they are different. We cannot help using the incorrect terms 'being
acted upon or altered' of the two transitions involved. As we have said, has the power of
sensation is potentially like what the perceived object is actually; that is, while at the
beginning of the process of its being acted upon the two interacting factors are
dissimilar, at the end the one acted upon is assimilated to the other and is identical in
quality with it.
Part 6
In dealing with each of the senses we shall have first to speak of the objects which are
perceptible by each. The term 'object of sense' covers three kinds of objects, two kinds
of which are, in our language, directly perceptible, while the remaining one is only
incidentally perceptible. Of the first two kinds one (a) consists of what is perceptible
by a single sense, the other (b) of what is perceptible by any and all of the senses. I
call by the name of special object of this or that sense that which cannot be perceived by
any other sense than that one and in respect of which no error is possible; in this sense
colour is the special object of sight, sound of hearing, flavour of taste. Touch, indeed,
discriminates more than one set of different qualities. Each sense has one kind of object
which it discerns, and never errs in reporting that what is before it is colour or sound
(though it may err as to what it is that is coloured or where that is, or what it is that
is sounding or where that is.) Such objects are what we propose to call the special
objects of this or that sense.
'Common sensibles' are movement, rest, number, figure, magnitude; these are not peculiar
to any one sense, but are common to all. There are at any rate certain kinds of movement
which are perceptible both by touch and by sight.
We speak of an incidental object of sense where e.g. the white object which we see is the
son of Diares; here because 'being the son of Diares' is incidental to the directly
visible white patch we speak of the son of Diares as being (incidentally) perceived or
seen by us. Because this is only incidentally an object of sense, it in no way as such
affects the senses. Of the two former kinds, both of which are in their own nature
perceptible by sense, the first kind-that of special objects of the several
senses-constitute the objects of sense in the strictest sense of the term and it is to
them that in the nature of things the structure of each several sense is adapted.
Part 7
The object of sight is the visible, and what is visible is (a) colour and (b) a certain
kind of object which can be described in words but which has no single name; what we mean
by (b) will be abundantly clear as we proceed. Whatever is visible is colour and colour is
what lies upon what is in its own nature visible; 'in its own nature' here means not that
visibility is involved in the definition of what thus underlies colour, but that that
substratum contains in itself the cause of visibility. Every colour has in it the power to
set in movement what is actually transparent; that power constitutes its very nature. That
is why it is not visible except with the help of light; it is only in light that the
colour of a thing is seen. Hence our first task is to explain what light is.
Now there clearly is something which is transparent, and by 'transparent' I mean what is
visible, and yet not visible in itself, but rather owing its visibility to the colour of
something else; of this character are air, water, and many solid bodies. Neither air nor
water is transparent because it is air or water; they are transparent because each of them
has contained in it a certain substance which is the same in both and is also found in the
eternal body which constitutes the uppermost shell of the physical Cosmos. Of this
substance light is the activity-the activity of what is transparent so far forth as it has
in it the determinate power of becoming transparent; where this power is present, there is
also the potentiality of the contrary, viz. darkness. Light is as it were the proper
colour of what is transparent, and exists whenever the potentially transparent is excited
to actuality by the influence of fire or something resembling 'the uppermost body'; for
fire too contains something which is one and the same with the substance in question.
We have now explained what the transparent is and what light is; light is neither fire nor
any kind whatsoever of body nor an efflux from any kind of body (if it were, it would
again itself be a kind of body)-it is the presence of fire or something resembling fire in
what is transparent. It is certainly not a body, for two bodies cannot be present in the
same place. The opposite of light is darkness; darkness is the absence from what is
transparent of the corresponding positive state above characterized; clearly therefore,
light is just the presence of that.
Empedocles (and with him all others who used the same forms of expression) was wrong in
speaking of light as 'travelling' or being at a given moment between the earth and its
envelope, its movement being unobservable by us; that view is contrary both to the clear
evidence of argument and to the observed facts; if the distance traversed were short, the
movement might have been unobservable, but where the distance is from extreme East to
extreme West, the draught upon our powers of belief is too great.
What is capable of taking on colour is what in itself is colourless, as what can take on
sound is what is soundless; what is colourless includes (a) what is transparent and (b)
what is invisible or scarcely visible, i.e. what is 'dark'. The latter (b) is the same as
what is transparent, when it is potentially, not of course when it is actually
transparent; it is the same substance which is now darkness, now light.
Not everything that is visible depends upon light for its visibility. This is only true of
the 'proper' colour of things. Some objects of sight which in light are invisible, in
darkness stimulate the sense; that is, things that appear fiery or shining. This class of
objects has no simple common name, but instances of it are fungi, flesh, heads, scales,
and eyes of fish. In none of these is what is seen their own proper' colour. Why we see
these at all is another question. At present what is obvious is that what is seen in light
is always colour. That is why without the help of light colour remains invisible. Its
being colour at all means precisely its having in it the power to set in movement what is
already actually transparent, and, as we have seen, the actuality of what is transparent
is just light.
The following experiment makes the necessity of a medium clear. If what has colour is
placed in immediate contact with the eye, it cannot be seen. Colour sets in movement not
the sense organ but what is transparent, e.g. the air, and that, extending continuously
from the object to the organ, sets the latter in movement. Democritus misrepresents the
facts when he expresses the opinion that if the interspace were empty one could distinctly
see an ant on the vault of the sky; that is an impossibility. Seeing is due to an
affection or change of what has the perceptive faculty, and it cannot be affected by the
seen colour itself; it remains that it must be affected by what comes between. Hence it is
indispensable that there be something in between-if there were nothing, so far from seeing
with greater distinctness, we should see nothing at all.
We have now explained the cause why colour cannot be seen otherwise than in light. Fire on
the other hand is seen both in darkness and in light; this double possibility follows
necessarily from our theory, for it is just fire that makes what is potentially
transparent actually transparent.
The same account holds also of sound and smell; if the object of either of these senses is
in immediate contact with the organ no sensation is produced. In both cases the object
sets in movement only what lies between, and this in turn sets the organ in movement: if
what sounds or smells is brought into immediate contact with the organ, no sensation will
be produced. The same, in spite of all appearances, applies also to touch and taste; why
there is this apparent difference will be clear later. What comes between in the case of
sounds is air; the corresponding medium in the case of smell has no name. But,
corresponding to what is transparent in the case of colour, there is a quality found both
in air and water, which serves as a medium for what has smell-I say 'in water' because
animals that live in water as well as those that live on land seem to possess the sense of
smell, and 'in air' because man and all other land animals that breathe, perceive smells
only when they breathe air in. The explanation of this too will be given later.
Part 8
Now let us, to begin with, make certain distinctions about sound and hearing.
Sound may mean either of two things (a) actual, and (b) potential, sound. There are
certain things which, as we say, 'have no sound', e.g. sponges or wool, others which have,
e.g. bronze and in general all things which are smooth and solid-the latter are said to
have a sound because they can make a sound, i.e. can generate actual sound between
themselves and the organ of hearing.
Actual sound requires for its occurrence (i, ii) two such bodies and (iii) a space between
them; for it is generated by an impact. Hence it is impossible for one body only to
generate a sound-there must be a body impinging and a body impinged upon; what sounds does
so by striking against something else, and this is impossible without a movement from
place to place.
As we have said, not all bodies can by impact on one another produce sound; impact on wool
makes no sound, while the impact on bronze or any body which is smooth and hollow does.
Bronze gives out a sound when struck because it is smooth; bodies which are hollow owing
to reflection repeat the original impact over and over again, the body originally set in
movement being unable to escape from the concavity.
Further, we must remark that sound is heard both in air and in water, though less
distinctly in the latter. Yet neither air nor water is the principal cause of sound. What
is required for the production of sound is an impact of two solids against one another and
against the air. The latter condition is satisfied when the air impinged upon does not
retreat before the blow, i.e. is not dissipated by it.
That is why it must be struck with a sudden sharp blow, if it is to sound-the movement of
the whip must outrun the dispersion of the air, just as one might get in a stroke at a
heap or whirl of sand as it was traveling rapidly past.
An echo occurs, when, a mass of air having been unified, bounded, and prevented from
dissipation by the containing walls of a vessel, the air originally struck by the
impinging body and set in movement by it rebounds from this mass of air like a ball from a
wall. It is probable that in all generation of sound echo takes place, though it is
frequently only indistinctly heard. What happens here must be analogous to what happens in
the case of light; light is always reflected-otherwise it would not be diffused and
outside what was directly illuminated by the sun there would be blank darkness; but this
reflected light is not always strong enough, as it is when it is reflected from water,
bronze, and other smooth bodies, to cast a shadow, which is the distinguishing mark by
which we recognize light.
It is rightly said that an empty space plays the chief part in the production of hearing,
for what people mean by 'the vacuum' is the air, which is what causes hearing, when that
air is set in movement as one continuous mass; but owing to its friability it emits no
sound, being dissipated by impinging upon any surface which is not smooth. When the
surface on which it impinges is quite smooth, what is produced by the original impact is a
united mass, a result due to the smoothness of the surface with which the air is in
contact at the other end.
What has the power of producing sound is what has the power of setting in movement a
single mass of air which is continuous from the impinging body up to the organ of hearing.
The organ of hearing is physically united with air, and because it is in air, the air
inside is moved concurrently with the air outside. Hence animals do not hear with all
parts of their bodies, nor do all parts admit of the entrance of air; for even the part
which can be moved and can sound has not air everywhere in it. Air in itself is, owing to
its friability, quite soundless; only when its dissipation is prevented is its movement
sound. The air in the ear is built into a chamber just to prevent this dissipating
movement, in order that the animal may accurately apprehend all varieties of the movements
of the air outside. That is why we hear also in water, viz. because the water cannot get
into the air chamber or even, owing to the spirals, into the outer ear. If this does
happen, hearing ceases, as it also does if the tympanic membrane is damaged, just as sight
ceases if the membrane covering the pupil is damaged. It is also a test of deafness
whether the ear does or does not reverberate like a horn; the air inside the ear has
always a movement of its own, but the sound we hear is always the sounding of something
else, not of the organ itself. That is why we say that we hear with what is empty and
echoes, viz. because what we hear with is a chamber which contains a bounded mass of air.
Which is it that 'sounds', the striking body or the struck? Is not the answer 'it is both,
but each in a different way'? Sound is a movement of what can rebound from a smooth
surface when struck against it. As we have explained' not everything sounds when it
strikes or is struck, e.g. if one needle is struck against another, neither emits any
sound. In order, therefore, that sound may be generated, what is struck must be smooth, to
enable the air to rebound and be shaken off from it in one piece.
The distinctions between different sounding bodies show themselves only in actual sound;
as without the help of light colours remain invisible, so without the help of actual sound
the distinctions between acute and grave sounds remain inaudible. Acute and grave are here
metaphors, transferred from their proper sphere, viz. that of touch, where they mean
respectively (a) what moves the sense much in a short time, (b) what moves the sense
little in a long time. Not that what is sharp really moves fast, and what is grave,
slowly, but that the difference in the qualities of the one and the other movement is due
to their respective speeds. There seems to be a sort of parallelism between what is acute
or grave to hearing and what is sharp or blunt to touch; what is sharp as it were stabs,
while what is blunt pushes, the one producing its effect in a short, the other in a long
time, so that the one is quick, the other slow.
Let the foregoing suffice as an analysis of sound. Voice is a kind of sound characteristic
of what has soul in it; nothing that is without soul utters voice, it being only by a
metaphor that we speak of the voice of the flute or the lyre or generally of what (being
without soul) possesses the power of producing a succession of notes which differ in
length and pitch and timbre. The metaphor is based on the fact that all these differences
are found also in voice. Many animals are voiceless, e.g. all non-sanuineous animals and
among sanguineous animals fish. This is just what we should expect, since voice is a
certain movement of air. The fish, like those in the Achelous, which are said to have
voice, really make the sounds with their gills or some similar organ. Voice is the sound
made by an animal, and that with a special organ. As we saw, everything that makes a sound
does so by the impact of something (a) against something else, (b) across a space, (c)
filled with air; hence it is only to be expected that no animals utter voice except those
which take in air. Once air is inbreathed, Nature uses it for two different purposes, as
the tongue is used both for tasting and for articulating; in that case of the two
functions tasting is necessary for the animal's existence (hence it is found more widely
distributed), while articulate speech is a luxury subserving its possessor's well-being;
similarly in the former case Nature employs the breath both as an indispensable means to
the regulation of the inner temperature of the living body and also as the matter of
articulate voice, in the interests of its possessor's well-being. Why its former use is
indispensable must be discussed elsewhere.
The organ of respiration is the windpipe, and the organ to which this is related as means
to end is the lungs. The latter is the part of the body by which the temperature of land
animals is raised above that of all others. But what primarily requires the air drawn in
by respiration is not only this but the region surrounding the heart. That is why when
animals breathe the air must penetrate inwards.
Voice then is the impact of the inbreathed air against the 'windpipe', and the agent that
produces the impact is the soul resident in these parts of the body. Not every sound, as
we said, made by an animal is voice (even with the tongue we may merely make a sound which
is not voice, or without the tongue as in coughing); what produces the impact must have
soul in it and must be accompanied by an act of imagination, for voice is a sound with a
meaning, and is not merely the result of any impact of the breath as in coughing; in voice
the breath in the windpipe is used as an instrument to knock with against the walls of the
windpipe. This is confirmed by our inability to speak when we are breathing either out or
in-we can only do so by holding our breath; we make the movements with the breath so
checked. It is clear also why fish are voiceless; they have no windpipe. And they have no
windpipe because they do not breathe or take in air. Why they do not is a question
belonging to another inquiry.
Part 9
Smell and its object are much less easy to determine than what we have hitherto discussed;
the distinguishing characteristic of the object of smell is less obvious than those of
sound or colour. The ground of this is that our power of smell is less discriminating and
in general inferior to that of many species of animals; men have a poor sense of smell and
our apprehension of its proper objects is inseparably bound up with and so confused by
pleasure and pain, which shows that in us the organ is inaccurate. It is probable that
there is a parallel failure in the perception of colour by animals that have hard eyes:
probably they discriminate differences of colour only by the presence or absence of what
excites fear, and that it is thus that human beings distinguish smells. It seems that
there is an analogy between smell and taste, and that the species of tastes run parallel
to those of smells-the only difference being that our sense of taste is more
discriminating than our sense of smell, because the former is a modification of touch,
which reaches in man the maximum of discriminative accuracy. While in respect of all the
other senses we fall below many species of animals, in respect of touch we far excel all
other species in exactness of discrimination. That is why man is the most intelligent of
all animals. This is confirmed by the fact that it is to differences in
the organ of touch and to nothing else that the differences between man
and man in respect of natural endowment are due; men whose flesh is hard
are ill-endowed by nature, men whose flesh is soft, wellendowed.
As flavours may be divided into (a) sweet, (b) bitter, so with smells.
In some things the flavour and the smell have the same quality, i.e.
both are sweet or both bitter, in others they diverge. Similarly a smell,
like a flavour, may be pungent, astringent, acid, or succulent. But, as
we said, because smells are much less easy to discriminate than flavours,
the names of these varieties are applied to smells only metaphorically; for
example 'sweet' is extended from the taste to the smell of saffron or
honey, 'pungent' to that of thyme, and so on.
In the same sense in which hearing has for its object both the audible
and the inaudible, sight both the visible and the invisible, smell has
for its object both the odorous and the inodorous. 'Inodorous' may be
either (a) what has no smell at all, or (b) what has a small or feeble smell.
The same ambiguity lurks in the word 'tasteless'.
Smelling, like the operation of the senses previously examined, takes
place through a medium, i.e. through air or water-I add water, because water-animals
too (both sanguineous and non-sanguineous) seem to smell just as much as
land-animals; at any rate some of them make directly for their food from
a distance if it has any scent. That is why the following facts
constitute a problem for us. All animals smell in the same way, but man
smells only when he inhales; if he exhales or holds his breath, he ceases
to smell, no difference being made whether the odorous object is distant
or near, or even placed inside the nose and actually on the wall of the
nostril; it is a disability common to all the senses not to perceive what
is in immediate contact with the organ of sense, but our failure to apprehend
what is odorous without the help of inhalation is peculiar (the fact is
obvious on making the experiment). Now since bloodless animals do not
breathe, they must, it might be argued, have some novel sense not reckoned
among the usual five. Our reply must be that this is impossible, since
it is scent that is perceived; a sense that apprehends what is odorous and
what has a good or bad odour cannot be anything but smell. Further, they
are observed to be deleteriously effected by the same strong odours as
man is, e.g. bitumen, sulphur, and the like. These animals must be able to
smell without being able to breathe. The probable explanation is that in
man the organ of smell has a certain superiority over that in all other animals
just as his eyes have over those of hard-eyed animals. Man's eyes have
in the eyelids a kind of shelter or envelope, which must be shifted or
drawn back in order that we may see, while hardeyed animals have nothing of
the kind, but at once see whatever presents itself in the transparent medium.
Similarly in certain species of animals the organ of smell is like the
eye of hard-eyed animals, uncurtained, while in others which take in air
it probably has a curtain over it, which is drawn back in inhalation, owing
to the dilating of the veins or pores. That explains also why such animals
cannot smell under water; to smell they must first inhale, and that they
cannot do under water.
Smells come from what is dry as flavours from what is moist. Consequently the
organ of smell is potentially dry.
Part 10
What can be tasted is always something that can be touched, and just for
that reason it cannot be perceived through an interposed foreign body,
for touch means the absence of any intervening body. Further, the flavoured
and tasteable body is suspended in a liquid matter, and this is
tangible. Hence, if we lived in water, we should perceive a sweet object introduced
into the water, but the water would not be the medium through which we
perceived; our perception would be due to the solution of the sweet
substance in what we imbibed, just as if it were mixed with some drink.
There is no parallel here to the perception of colour, which is due
neither to any blending of anything with anything, nor to any efflux of
anything from anything. In the case of taste, there is nothing corresponding to
the medium in the case of the senses previously discussed; but as the object
of sight is colour, so the object of taste is flavour. But nothing excites
a perception of flavour without the help of liquid; what acts upon the
sense of taste must be either actually or potentially liquid like what is
saline; it must be both (a) itself easily dissolved, and (b) capable of
dissolving along with itself the tongue. Taste apprehends both (a) what has
taste and (b) what has no taste, if we mean by (b) what has only a slight
or feeble flavour or what tends to destroy the sense of taste. In this
it is exactly parallel to sight, which apprehends both what is visible and
what is invisible (for darkness is invisible and yet is discriminated by
sight; so is, in a different way, what is over brilliant), and to hearing, which
apprehends both sound and silence, of which the one is audible and the
other inaudible, and also over-loud sound. This corresponds in the case
of hearing to over-bright light in the case of sight. As a faint sound is
'inaudible', so in a sense is a loud or violent sound. The word 'invisible' and
similar privative terms cover not only (a) what is simply without some power,
but also (b) what is adapted by nature to have it but has not it or has
it only in a very low degree, as when we say that a species of swallow is
'footless' or that a variety of fruit is 'stoneless'. So too taste has as
its object both what can be tasted and the tasteless-the latter in the sense
of what has little flavour or a bad flavour or one destructive of taste.
The difference between what is tasteless and what is not seems to rest
ultimately on that between what is drinkable and what is undrinkable both
are tasteable, but the latter is bad and tends to destroy taste, while the
former is the normal stimulus of taste. What is drinkable is the common object
of both touch and taste.
Since what can be tasted is liquid, the organ for its perception cannot
be either (a) actually liquid or (b) incapable of becoming liquid. Tasting
means a being affected by what can be tasted as such; hence the organ of
taste must be liquefied, and so to start with must be non-liquid but
capable of liquefaction without loss of its distinctive nature. This is
confirmed by the fact that the tongue cannot taste either when it is too
dry or when it is too moist; in the latter case what occurs is due to a
contact with the pre-existent moisture in the tongue itself, when after
a foretaste of some strong flavour we try to taste another flavour; it
is in this way that sick persons find everything they taste bitter, viz.
because, when they taste, their tongues are overflowing with bitter moisture.
The species of flavour are, as in the case of colour, (a) simple, i.e.
the two contraries, the sweet and the bitter,